Securities Act Registration No. 333-208597
Investment Company Act Registration No. 811-22554
SECURITIES AND EXCHANGE COMMISSION
Washington, D. C. 20549
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 ý
| ¨ | Pre-Effective Amendment No. __ |
| ý | Post-Effective Amendment No. 3 |
and/or
REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 ý
| ý | Amendment No. 9 |
(Check appropriate box or boxes.)
VERTICAL CAPITAL INCOME FUND
Principal Executive Offices
80 Arkay Drive, Suite 110, Hauppauge, NY 11788
1-631-470-2600
Agent for Service
The Corporation Trust Company
Corporation Trust Center
1209 Orange Street
Wilmington, Delaware 19801
Copies of information to:
|
JoAnn Strasser, Esq. Thompson Hine LLP Columbus, OH 43215 |
Richard Malinowski, Esq. Gemini Fund Services, LLC 80 Arkay Drive, Suite 110 Hauppauge, NY 11788 (631) 470-2734 |
Approximate Date of Proposed Public Offering: As soon as practicable after the effective date of this Registration Statement.
If any securities being registered on this form will be offered on a delayed or continuous basis in reliance on Rule 415 under the Securities Act of 1933, other than securities offered in connection with a dividend reinvestment plan, check the following box. ☒
It is proposed that this filing will become effective (check applicable box):
| when declared effective pursuant to section 8(c), or as follows: | |
| X | immediately upon filing pursuant to paragraph (b) of Rule 486. |
| on (date) pursuant to paragraph (b) of Rule 486. | |
| 60 days after filing pursuant to paragraph (a) of Rule 486. | |
| on (date) pursuant to paragraph (a) of Rule 486. | |
| If appropriate, check the following box: | |
| X | This post-effective amendment designates a new effective date for a previously |
| filed post-effective amendment. | |
| This Form is filed to register additional securities for an offering pursuant to Rule 462 | |
| (b) under the Securities Act and the Securities Act registration number of the earlier effective registration statement for the same offering is _______. |
Explanatory Note
This Post-Effective Amendment No. 3 to the Trust’s Registration Statement is being filed pursuant to Rule 486(b)(1)(iii) for the sole purpose of designating January 19, 2018 as the new effective date upon which the Trust’s Post-Effective Amendment No. 2 shall become effective.
Parts A, B and C of Registrant’s Post-Effective Amendment No. 2 under the Securities Act of 1933 and Amendment No. 8 under the Investment Company Act of 1940, filed on November 13, 2017, are incorporated by reference herein.
SIGNATURES
Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Columbus, State of Ohio, on the 8th day of January 2018.
VERTICAL CAPITAL INCOME FUND
By: /s/Michael V. Wible
Name: Michael V. Wible
Title: Attorney-in-Fact*
*Pursuant to Powers of Attorney
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed below by the following persons in the capacities and on the dates.
| Name | Title | Date |
| Robert J. Boulware** | Trustee | ** |
| Mark J. Schlafly** | Trustee | ** |
| T. Neil Bathon** | Trustee | ** |
| Robert J. Chapman** | Trustee | ** |
| Michael D. Cohen** | President and Principal Executive Officer | ** |
| S. Jason Hall** | Treasurer and Principal Financial Officer | ** |
**By: /s/Michael V. Wible
January 8, 2018
Michael V. Wible
**Attorney-in-Fact – Pursuant to Powers of Attorney